Banking operates within a dense web of law and regulation designed to protect depositors, ensure stability, and maintain trust. This program equips participants with a practical understanding of banking law and the regulatory framework, covering the legal principles, regulations, and compliance obligations that govern banks.
As banking regulation grows ever more complex, professionals who understand the legal framework are valued across banking, legal, and compliance roles. This course combines banking law with regulatory practice and introduces emerging trends in banking regulation and regtech.
Course Objectives
Upon the successful completion of this program, attendees will be able to:
- Understand banking law concepts
- Understand the banker-customer relationship
- Apply banking legal principles
- Understand the regulatory framework
- Understand the role of regulators
- Apply prudential regulation
- Apply conduct regulation
- Understand deposit protection
- Apply lending and credit law
- Apply negotiable instruments law
- Understand banking secrecy and data
- Apply AML and KYC legal requirements
- Apply consumer protection in banking
- Manage regulatory compliance
- Understand enforcement and penalties
- Apply emerging trends in banking regulation and regtech
Course Outline
- Module 1: Banking Law Concepts
- Module 2: The Banker-Customer Relationship
- Module 3: Banking Legal Principles
- Module 4: The Regulatory Framework
- Module 5: The Role of Regulators
- Module 6: Prudential Regulation
- Module 7: Conduct Regulation
- Module 8: Deposit Protection
- Module 9: Lending & Credit Law
- Module 10: Negotiable Instruments Law
- Module 11: Banking Secrecy & Data Protection
- Module 12: AML & KYC Legal Requirements
- Module 13: Consumer Protection in Banking
- Module 14: Regulatory Compliance
- Module 15: Emerging Trends: Banking Regulation & Regtech
Who Should Attend
This course is intended for banking professionals, legal and compliance staff, and those who want to understand banking law and the regulatory framework. No prior legal background is required.
Registration & Inquiry
For more details & inquiry, please contact us at:
